ParaRegs-Legal-Principles-Legal-Principles

Code

Effective

ParaReg Text

1000-1



Unless expressly made irrevocable by the instrument creating the trust, every trust shall be revocable by the trustor by a writing filed with the trustee, as long as the trust was created by a California domiciliary, was executed in this state, or is governed by California law. (Probate Code §15400)

1000-2



The existence and terms of an oral trust of personal property may be established only by clear and convincing evidence. The oral declaration of the settlor, standing alone, is not sufficient evidence of the creation of a trust of personal property. (Probate Code §15207)

1000-3



Custodial property is created and a transfer is made when money is paid or delivered or a security held in a nominee's name is transferred to a broker or financial institution for credit to an account in the name of the transferor, an adult other than the transferor, or a trust company, followed in substance by the words "as custodian for ____________ (Name of Minor) under the California Uniform Transfers to Minor Act." Such a transfer is irrevocable and the custodial property is indefeasibly vested in the minor but the custodian has all the rights, power, duties, and authority provided in the Probate Code. (Probate Code §§3909(a)(2), 3911(b))

1000-3A



A custodian under the California Uniform Transfers to Minor Act may deliver or pay to the minor or expend for the minor's benefit as much of the custodial property as the custodian considers advisable for the use and benefit of the minor. No court order is required to effect such payments. The payments may be made without regard to (1) the duty or ability of the custodian personally, or of any other person, to support the minor or (2) any other income or property of the minor which may be available for that purpose. (Probate Code §3914(a))

1000-4



A resulting trust arises from a transfer of property under circumstances showing that the transferee was not intended to take the beneficial interest. It has been termed an "intention-enforcing" trust. The resulting trust carries out the inferred intent of the parties, the constructive trust defeats or prevents the wrongful act of one of them. A resulting trust differs from an express trust chiefly in that (1) it arises by operation of law, without an expressed intent, and (2) the resulting trustee ordinarily has no duty other than to transfer the property to the person entitled. The statute of frauds is not a bar to the use of parol evidence to establish a resulting trust. Where the grantee is the wife, child or other natural object of the affections of the claimant, a contrary presumption arises of a gift or advancement. This presumption is rebuttable. (Witkin, Summary of California Law, Eighth Edition, Volume 7, at p. 5481, 5487)

1000-5



In the case of a Totten trust, the beneficiary has no rights to the sums on deposit during the lifetime of any party unless there is clear and convincing evidence of a different intent. If there is an irrevocable trust, the account belongs to the beneficiary. (Probate Code §5301(c)) In Estate of Wilson (1986) 183 Cal.App.3d 67, 227 Cal.Rptr. 794, the following is set forth: "The Totten trust basically allows a decedent to make a testamentary disposition of cash assets without going through the formalities of drawing up a will. Under a rule established in the New York case of Matter of Totten, [179 N.Y. 112, 71 N.E. 748], if a depositor merely opens a bank account in his own name as trustee for another person, intending to reserve the power to withdraw funds during his lifetime, a tentative trust is created, revocable during the trustor's lifetime or by his will, and at his death presumptively an absolute trust. Partial revocation takes place whenever the depositor withdraws money from the account, and the beneficiary is entitled only to the balance on deposit at death. But if the beneficiary dies first, the tentative trust is terminated. (7 Witkin, Summary of Cal.Law (8th ed. 1974) Trusts, S 17, p. 5379, emphasis in original.) California has recognized the legitimacy of Totten trusts for a long time (Kosloskye v. Cis (1945) 70 Cal.App.2d 174, P.2d 565; Estate of Collins (1978) 84 Cal.App.3d 928, 932, 149 Cal.Rptr. 65, stating the Totten trust doctrine "is accepted law in this state"), and recently the Legislature authorized this form of testamentary disposition by enacting the Multiple-Party Accounts Law. (Prob. Code, S 5100 et seq.)" See Estate of Wilson, 227 Cal.Rptr. at 796.

1000-6



One who wrongfully detains a thing is an involuntary trustee thereof, for the benefit of the owner. (Civil Code §2223) One who gains a thing by fraud, accident, mistake, undue influence, the violation of a trust, or other wrongful act, unless he or she has some other and better right thereto, is an involuntary trustee of the thing gained, for the benefit of the person who would otherwise have had it. (Civil Code §2224)

1001-1



The earnings and accumulations of a spouse and the minor children living with, or in the custody of, the spouse, while living separate and apart from the other spouse, are the separate property of the spouse. (Family Code §771)

1001-2



In the division of the community estate under this division, unless a party has made a written waiver of the right to reimbursement or signed a writing that has the effect of a waiver, the party shall be reimbursed for the party's contributions to the acquisition of the property to the extent the party traces the contributions to a separate property source. The amount reimbursed shall be without interest or adjustment for change in monetary values and shall not exceed the net value of the property at the time of the division. As used in this section, "contributions to the acquisition of the property" include downpayments, payments for improvements, and payments that reduce the principal of a loan used to finance the purchase or improvement of the property but do not include payments of interest on the loan or payments made for maintenance, insurance, or taxation of the property. (Family Code §2640)

1001-3



All property of a married person, owned by the person before marriage, and that acquired afterwards by gift, bequest, devise or descent, with the rents, issues, and profits of the property described in this section, is separate property. (Family Code §770)

1001-4



"An estate in real property, other than an estate at will or for a term not exceeding one year, can be transferred only by operation of law, or by an instrument in writing, subscribed by the party disposing of the same, or by his agent thereunto authorized by writing." (Civil Code §1091)

 

Witkin, Summary of California Law, Ninth Edition, Volume 4, discusses real property. At page 354, §140 states that the requisites of a deed are: 1. A grantor 2. A grantee 3. A writing and subscription 4. Delivery 5. Acceptance. A recordation is not necessary; its effect is to give constructive notice and to determine priorities. Witkin, at p. 379, §170 adds: "A deed takes effect only when delivered.... Delivery depends upon the intention that title shall pass irrevocably.... It is a question of fact and evidence of the circumstances and of the acts and declarations of the grantor may be offered on the issue." Witkin continues. "If the grant is beneficial and the grantee has knowledge of it, acceptance will be presumed." (Witkin, p. 400, §194)

1001-4A



An estate in real property (other than an estate at will, or for a term not exceeding one year) can be transferred only by operation of law, or by an instrument in writing, signed by the grantor or the grantor's duly authorized agent. (Civil Code §§1091 and 1624(a)(3) and (4))

1001-5



A transfer of property may be made without writing, unless there is a statute which requires a writing. (Civil Code (Civ. C.) §1052)

 

A transfer in writing is called a grant, or conveyance or bill of sale. (Civ. C. §1053) A grant takes effect only when it is delivered to the grantee. (Civ. C. §1054) A grant duly executed is presumed to have been delivered as of the date on the grant. (Civ. C. §1055)

1001-7



Under California Law, the ownership of property is the right of one or more persons to possess and use that property to the exclusion of others. (Civil Code (Civ. C.) §654)

 

The person's ownership of property is absolute when that person has absolute dominion over the property, and may use it or dispose of it as he or she wishes. (Civ. C. §679)

1001-8



Under California law, a gift is a voluntary transfer of personal property, for which the donor receives no "consideration". (Civil Code (Civ. C.) §1146)

 

"Consideration" is a benefit given directly, or agreed to be given, to one person by another when there is no legal obligation to do so. Consideration may also exist when one person agrees not to pursue an action, or claim, or a right, against another person against whom that course of action could otherwise be pursued. (Civ. C. §1605)

1100-1



A letter correctly addressed and properly mailed is presumed received in the normal course of the mail. (Evidence Code §641)

1100-2



If weaker and less satisfactory evidence is offered when it was within the power of the party to produce stronger and more satisfactory evidence, the evidence offered should be viewed with distrust. (Evidence Code §412)

1100-3



The genuineness of handwriting, or lack thereof, may be proved by a comparison made by the trier of fact with handwriting (a) which the court finds was admitted or treated as genuine by the party against whom the evidence is offered or (b) otherwise proved to be genuine to the satisfaction of the court. (Evidence Code §1417)

1100-4



An inference is a deduction of fact that may logically and reasonably be drawn from another fact or, group of facts found or otherwise established in the action. (Evidence Code §600(b)) An inference does not follow from the nonexistence of a fact. It cannot be based on speculation, supposition, conjecture or guesswork. (See, e.g., Traxler v. Thompson (1970), 4 Cal. App. 3d 278, 84 Cal.Rptr. 211)

1100-5A



In 1999, the "Best Evidence" rule was replaced by the "Secondary Evidence of Writings" Rule. Portions of that rule are set forth below:

 

The content of a writing may be proved by an otherwise admissible original. (Evidence Code (Ev. C.) §1520) The content of a writing may be proved by otherwise admissible secondary evidence. The court shall exclude secondary evidence of the content of writing if the court determines either of the following:

 

(1)        A genuine dispute exists concerning material terms of the writing and justice requires the exclusion.

 

(2)        Admission of the secondary evidence would be unfair.

 

(Ev. C. §1521(a))

 

Nothing in this section makes admissible oral testimony to prove the content of a writing if the testimony is inadmissible under §1523 (oral testimony of the content of a writing). (Ev. C. §1521(b))

 

Nothing in this section excuses compliance with §1401 (authentication). (Ev. C. §1521(c))

 

This section shall be known as the "Secondary Evidence Rule." (Ev. C. §1524(d))

 

Except as otherwise provided by statute, oral testimony is not admissible to prove the content of a writing. (Ev. C. §1523(a))

 

A purported copy of a writing in the custody of a public entity, or of an entry in such a writing, is prima facie evidence of the existence and content of such writing or entry if:

 

(1)        The copy purports to be published by the authority of the nation or state, or public entity in which the writing is kept.

 

(2)        The office in which the writing is kept is within the United States or within the Panama Canal Zone, the Trust Territory of the Pacific Islands, or the Ryukyu Islands, and the copy is attested or certified as a correct copy of the writing or entry by a public employee, or a deputy of a public employee, having the legal custody of the writing.

 

(Ev. C. §1530(a); §1530(a)(3) deals with writings kept outside the United States)

 

A nonerasable optical image reproduction provided that additions, deletions, or changes to the original document are not permitted by the technology, a photostatic, microfilm, microcard, miniature photographic, or other photographic copy or reproduction, or an enlargement thereof, of a writing is as admissible as the writing itself if the copy or reproduction was made and preserved as a part of the records of a business (as defined by Ev. C. §1270) in the regular course of that business. (Ev. C. §1550)

 

(The Secondary Evidence Rule is discussed in more detail in Witkin, California Evidence, 4th Edition, 2000, Vol. 2, §27 et seq.)

1100-6



Direct evidence is evidence that directly proves a fact, without an inference or presumption, and which in itself, if true, conclusively establishes the fact. (Evidence Code (Ev. C.) §410) Except where additional evidence is required by statute, the direct evidence of one witness who is entitled to full credit is sufficient for proof of any fact. (Ev. C. §411)

1100-7



The Evidence Code (Evid. Code) deals with general rules as to the determination of credibility of witnesses. The rule provides as follows: "Except as otherwise provided by statute, the court or jury may consider in determining the credibility of a witness any matter that has any tendency in reason to prove or disprove the truthfulness of his testimony at the hearing, including but not limited to any of the following:

 

"(a)      His demeanor while testifying and the manner in which he testifies.

 

"(b)      The character of his testimony.

 

"(c)      The extent of his capacity to perceive, to recollect, or to communicate any matter about which he testifies.

 

"(d)      The extent of his opportunity to perceive any matter about which he testifies.

 

"(e)      His character for honesty or veracity or their opposites.

 

"(f)       The existence or nonexistence of a bias, interest, or other motive.

 

"(g)      A statement previously made by him that is consistent with his testimony at the hearing.

 

"(h)      A statement made by him that is inconsistent with any part of his testimony at the hearing.

 

"(i)        The existence or nonexistence of any fact testified to by him.

 

"(j)        His attitude toward the action in which he testifies or toward the giving of testimony.

 

"(k)       His admission of untruthfulness."

 

(Evid. Code §780)

1100-8



In determining what inferences to draw from the evidence or facts in the case against a party, the trier of fact may consider, among other things, the party's failure to explain or to deny by his testimony such evidence or facts in the case against him, or his willful suppression of evidence relating to those facts. (Evidence Code §413)

1100-9



"Hearsay evidence" is evidence of a statement that was made other than by a witness while testifying at the hearing and that is offered to prove the truth of the matter stated. (Evidence Code §1200(a))

1100-10



Evidence of a statement is not made inadmissible by the hearsay rule when offered against the declarant in an action to which he is a party in either his individual or representative capacity, regardless of whether the statement was made in his individual or representative capacity. (Evidence Code §1220)

1100-11



Evidence of a statement offered against a party is not made inadmissible by the hearsay rule if the statement is one of which the party, with knowledge of the content thereof, has by words of other conduct manifested his adoption or his belief in its truth. (Evidence Code §1221)

1100-12



Evidence of a statement by a declarant having sufficient knowledge of the subject is not made inadmissible by the hearsay rule if the declarant is unavailable as a witness and the statement, when made, was so far contrary to the declarant's pecuniary or proprietary interest, or so far subjected him to the risk of civil or criminal liability, or so far tended to render invalid a claim by him against another, or created such a risk of making him an object of hatred, ridicule, or social disgrace in the community, that a reasonable man in his position would not have made the statement unless he believed it to be true. (Evidence Code §1230)

1100-13



Evidence of a writing made as a record of an act, condition, or event is not made inadmissible by the hearsay rule when offered to prove the act, condition, or event if:

 

(a)        The writing was made in the regular course of a business;

 

(b)        The writing was made at or near the time of the act, condition, or event;

 

(c)        The custodian or other qualified witness testifies to its identity and the mode of its preparation; and

 

(d)        The sources of information and method and time of preparation were such as to indicate its trustworthiness.

 

(Evidence Code §1271)

1100-14



Evidence of the absence from the records of a business of a record of an asserted act, condition, or event is not made inadmissible by the hearsay rule when offered to prove the nonoccurrence of the act or event, or the nonexistence of the condition, if:

 

(a)        It was the regular course of that business to make records of all such acts, conditions, or events at or near the time of the act, condition, or event and to preserve them; and

 

(b)        The sources of information and method and time of preparation of the records of that business were such that the absence of a record of an act, condition, or event is a trustworthy indication that the act or event did not occur or the condition did not exist.

 

(Evidence Code §1272)

1100-15



Evidence of a writing made as a record of an act, condition, or event is not made inadmissible by the hearsay rule when offered in any civil proceeding to prove the act, condition, or event if all of the following applies:

 

(a)        The writing was made by and within the scope of duty of a public employee.

 

(b)        The writing was made at or near the time of the act, condition, or event.

 

(c)        The sources of information and method and time of preparation were such as to indicate its trustworthiness.

 

(Evidence Code §1280)

1101-1



In administrative tribunals, the party asserting the affirmative of the issue generally has the burden of proof. (Cornell v. Reilly (1954) 127 Cal.App.2d 178, 273 P.2d 572; and California Administrative Agency Practice, California Continuing Education of the Bar (1970) p.183)

1101-2



The burden of producing evidence is the obligation of a party to produce evidence sufficient to avoid a ruling against him on the issue. (Evidence Code (Evid. Code) §110) The burden of producing evidence as to a particular fact is initially on the party with the burden of proof as to that fact. (Evid. Code §550)

1101-3



The burden of proof is the obligation of a party to establish by evidence a requisite degree of belief concerning a fact in the mind of the trier of fact or the court. Except as otherwise provided by law, the burden of proof requires proof by a preponderance of the evidence. (Evidence Code §115)

1101-4



The county has the burden of going forward in the state hearing to support its determination. (§22-073.36)

1102-1



A person entirely without understanding has no power to make a contract of any kind, but the person is liable for the reasonable value of things furnished to the person necessary for the support of the person or the person's family. (Civil Code §38)

1102-2



A "contract" is an agreement to do or not do a certain thing. (Civil Code (Civ. C.) §1549)

 

In order for a valid contract to exist, there must be:

 

(1)        Parties who are capable of entering into a contract.

 

(2)        The consent of the parties.

 

(3)        A lawful object about which the parties can contract.

 

(4)        A sufficient consideration or cause for the contractual agreement.

 

(Civ. C. §1550)

1103-1



In construing a statute, it will be presumed that every word, phrase and provision was intended to have a meaning and perform some useful office, and a construction implying that words were used in vain, or that they are surplusage, will be avoided. (See Woodmansee v. Lowery (1959) 167 Cal. App. 2d 645)

1103-2



In the construction of a statute, the judicial function is not to insert what has been omitted or to omit what has been inserted. Where there are several provisions, the goal of the courts is to achieve harmony between conflicting laws and avoid an interpretation which would require that one statute be ignored. However, when this is not possible, effect should be given to the more recently enacted law, and a specific statute relating to a particular subject will govern over a general one. (Larson v. California State Personnel Bd. (1994) 33 Cal. Rptr. 2d 412)

1103-3



The United States Supreme Court has offered the following guidance in determining how to understand the meaning of a statute:

 

In Kaiser Aluminum & Chemical Corp. v. Bonjorno (1990) 494 U.S. 827, 835, the court held: "The starting point for interpretation of a statute 'is the language of the statute itself. Absent a clearly expressed legislative intention to the contrary, that language must ordinarily be regarded as conclusive.'" The Court has stated that "the statutory language controls its construction" (Ford Motor Credit Co. v. Cenance (1981) 452 U.S. 155, 158, fn. 3) and "[t]here is, of course, no more persuasive evidence of the purpose of a statute than the words by which the [L]egislature undertook to give expression to its wishes." (Griffin v. Oceanic Contractors, Inc. (1982) 458 U.S. 564, 571.) In interpreting a statute, the Court has said: "'In expounding a statute, we must not be guided by a single sentence or member of a sentence, but look to the provisions of the whole law, and to its object and policy.' [Citations.] Our objective in a case such as this is to ascertain the congressional intent and give effect to the legislative will.'" (Philbrook v. Glodgett (1975) 421 U.S. 707, 713.) The Court has also stated, "We do not, however, construe statutory phrases in isolation; we read statutes as a whole." (United States v. Morton (1984) 467 U.S. 822, 828, fn. omitted.) It has emphasized the importance of avoiding: "absurd results" (United States v. Turkette (1981) 452 U.S. 576, 580); "an odd result" (Public Citizen v. Department of Justice (1989) 491 U.S. 440, 454); or "unreasonable results" whenever possible. (American Tobacco Co. v. Patterson (1982) 456 U.S. 63, 71.)

 

Moreover, the Court has noted, "Judicial perception that a particular result would be unreasonable may enter into the construction of ambiguous provisions, but cannot justify disregard of what Congress has plainly and intentionally provided." (Commissioner v. Asphalt Products Co., Inc. (1987) 482 U.S. 117, 121.) In Griffin, supra, 458 U.S. at page 571, the court stated: "Nevertheless, in rare cases the literal application of a statute will produce a result demonstrably at odds with the intentions of its drafters, and those intentions must be controlling.... [Citations.]" When a statute is unambiguous, its language cannot "be expanded or contracted by the statements of individual legislators or committees during the course of the [legislative] process. (West Virginia Univ. Hospitals, Inc. v. Casey (1991) 499 U.S. 83, 98-99)."

1103-4



The California Court of Appeal reviewed case law involving the retroactive effect of changes in law in Rosasco v. Commission on Judicial Performance. The court stated: